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Form F246 - Change Distribution Election
This form is used to enroll or remove from Distribution Reinvestment Plan (DRIP) for REIT or BDC's.
Duplicate Statement Request (402239)
Use this form to request a duplicate statement.
Form 38105 - RVSLNY Transfer of Ownership
Use this form when transferring ownership from an existing owner to a new owner.
Form 3214-Inst - Transfer on Death Account Agreement - Instruction
This form contains instructions for NQ Transfer On Death form 3214.
Assignment of Life Insurance Policy or Annuity Contract as Collateral
The submission of this form allows RiverSource Life Insurance Company to disclose to the intended assignee
Form 402234 - Cost Basis Update Form
Cost Basis Update Form
Form 402286 - SPS Advisor Client Agreement
The SPS Advisor Client Agreement (402286) must be given to client. Do not submit this form to the Home Office.
Form 402331 - Vista Separate Account Program Client Agreement
The Vista Separate Account Client Agreement must be provided to the client. Do not submit to Home Office. It must be provided to clients at least 48 hours prior to or when entering into an agreement to open an account.
Form 402332 - Investor Unified Account Program Client Agreement
The Investor Unified Account Client Agreement must be provided to the client. Do not submit to Home Office. It must be provided to clients at least 48 hours prior to or when entering into an agreement to open an account.
Form 402333 - Access Account Program Client Agreement
The Access Account Client Agreement must be provided to the client. Do not submit to Home Office. It must be provided to clients at least 48 hours prior to or when entering into an agreement to open an account.
Form 402468 – Ameriprise Brokerage Client Agreement
This Agreement contains Ameriprise Financial Services, Inc. account agreements and disclosures required to open a brokerage account.
Form 402469 – Other Important Brokerage Disclosures
This document contains important disclosures which may be applicable to your Brokerage Account and/or related to specific features of your account that you may have selected.
Form 402540 - Durable Power of Attorney for Ameriprise Financial Accounts and Products
Enables account owners to designate an attorney-in-fact to act on their behalf on all or only specific Ameriprise Financial accounts.
Form 402541 -Establishing a New Fiduciary
Capture fiduciary information for who is authorized to work on behalf of another person or entity for the account owner's Ameriprise Financial accounts.
Form 413074 - Ameriprise SPS Advantage Client Agreement
The Ameriprise SPS Advantage Client Agreement must be provided to the client. Do not submit to Home Office. It must be provided to clients at least 48 hours prior to or when entering into an agreement to open an account.
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